Fix rag finetuning + add finetuning test (#8585)

* replace init_ddp_connection for index init

* style

* add finetune test

* add test data

* move generate tensors to device

* add test on EM metric

* style

* allow multi process test

* keep gloo process group for retrieval

* add multi-gpu test

* use custom accelerator

* clean test finetune

* minor

* style

* style

* typo

* use python call instead of imported main fumction

* return_dict fix in modeling_rag

* use float32 in retrieval

* store as float32 as well in the custom knowledge dataset example

* style

* rename to finetune_rag

* style

* update readme

* rename utils and callbacks to utils_rag and callbacks_rag

* fix test

* patrick's comments

* generate dummy data in the finetue test script

* remove dummy data files

* style

examples/lightning_base.py

@@ -384,6 +384,8 @@ def generic_train(
         train_params["distributed_backend"] = "ddp"
 
     train_params["accumulate_grad_batches"] = args.accumulate_grad_batches
+    train_params["accelerator"] = extra_train_kwargs.get("accelerator", None)
+    train_params["profiler"] = extra_train_kwargs.get("profiler", None)
 
     trainer = pl.Trainer.from_argparse_args(
         args,

examples/rag/README.md

@@ -7,8 +7,8 @@ to the retriever to extract relevant context documents. The documents are then p
 Such contextualized inputs are passed to the generator.
 
 Read more about RAG  at https://arxiv.org/abs/2005.11401.
-# Finetuning
 
+# Finetuning
 
 Our finetuning logic is based on scripts from [`examples/seq2seq`](https://github.com/huggingface/transformers/tree/master/examples/seq2seq). We accept training data in the same format as specified there - we expect a directory consisting of 6 text files:
 ```bash
@@ -20,10 +20,10 @@ test.source
 test.target
 ```
 
-A sample finetuning command (run ` ./examples/rag/finetune.py --help` to list all available options):
+A sample finetuning command (run ` ./examples/rag/finetune_rag.py --help` to list all available options):
 
 ```bash
-python examples/rag/finetune.py \
+python examples/rag/finetune_rag.py \
     --data_dir $DATA_DIR \
     --output_dir $OUTPUT_DIR \
     --model_name_or_path $MODEL_NAME_OR_PATH \
@@ -45,7 +45,7 @@ python examples/rag/consolidate_rag_checkpoint.py \
     --question_encoder_name_or_path facebook/dpr-question_encoder-single-nq-base \
     --dest path/to/checkpoint
 ```
-You will then be able to pass `path/to/checkpoint` as `model_name_or_path` to the `finetune.py` script.
+You will then be able to pass `path/to/checkpoint` as `model_name_or_path` to the `finetune_rag.py` script.
 
 
 # Evaluation
@@ -130,3 +130,29 @@ python examples/rag/eval_rag.py \
     --print_predictions \
     --recalculate \ # adding this parameter will force recalculating predictions even if predictions_path already exists
 ```
+
+# Use your own knowledge source
+
+By default, RAG uses the English Wikipedia as a knowledge source, known as the 'wiki_dpr' dataset.
+With `use_custom_knowledge_dataset.py` you can build your own knowledge source, *e.g.* for RAG.
+
+For instance, if documents are serialized as tab-separated csv files with the columns "title" and "text", one can use `use_own_knowledge_dataset.py` as follows:
+```bash
+python examples/rag/use_own_knowledge_dataset.py \
+    --csv_path path/to/my_csv \
+    --output_dir path/to/my_knowledge_dataset \
+```
+
+The created outputs in `path/to/my_knowledge_dataset` can then be used to finetune RAG as follows:
+```bash
+python examples/rag/finetune_rag.py \
+    --data_dir $DATA_DIR \
+    --output_dir $OUTPUT_DIR \
+    --model_name_or_path $MODEL_NAME_OR_PATH \
+    --model_type rag_sequence \
+    --fp16 \
+    --gpus 8
+    --index_name custom
+    --passages_path path/to/data/my_knowledge_dataset
+    --index_path path/to/my_knowledge_dataset_hnsw_index.faiss
+```

examples/rag/callbacks_rag.py

@@ -8,7 +8,7 @@ import torch
 from pytorch_lightning.callbacks import EarlyStopping, ModelCheckpoint
 from pytorch_lightning.utilities import rank_zero_only
 
-from utils import save_json
+from utils_rag import save_json
 
 
 def count_trainable_parameters(model):
@@ -38,7 +38,7 @@ def get_checkpoint_callback(output_dir, metric):
         monitor=f"val_{metric}",
         mode="max",
         save_top_k=3,
-        period=0,  # maybe save a checkpoint every time val is run, not just end of epoch.
+        period=1,  # maybe save a checkpoint every time val is run, not just end of epoch.
     )
     return checkpoint_callback
 

examples/rag/distributed_retriever.py

@@ -40,7 +40,6 @@ class RagPyTorchDistributedRetriever(RagRetriever):
             generator_tokenizer=generator_tokenizer,
             index=index,
         )
-
         self.process_group = None
 
     def init_retrieval(self, distributed_port: int):

examples/rag/finetune_rag.py

@@ -1,12 +1,10 @@
 """Finetuning script for RAG models. Adapted from examples.seq2seq.finetune.py"""
 
 import argparse
-import glob
 import logging
 import os
 import sys
 import time
-import warnings
 from collections import defaultdict
 from pathlib import Path
 from typing import Any, Dict, List, Tuple
@@ -15,29 +13,31 @@ import numpy as np
 import pytorch_lightning as pl
 import torch
 import torch.distributed as dist
+from pytorch_lightning.accelerators.ddp_accelerator import DDPAccelerator
+from pytorch_lightning.cluster_environments import TorchElasticEnvironment
 from torch.utils.data import DataLoader
 
 from transformers import (
     AutoConfig,
     AutoTokenizer,
     BartForConditionalGeneration,
+    BatchEncoding,
     RagConfig,
     RagSequenceForGeneration,
     RagTokenForGeneration,
     RagTokenizer,
     T5ForConditionalGeneration,
-    get_linear_schedule_with_warmup,
 )
 from transformers import logging as transformers_logging
 
 
-from callbacks import (  # noqa: E402 # isort:skipq
+from callbacks_rag import (  # noqa: E402 # isort:skipq
     get_checkpoint_callback,
     get_early_stopping_callback,
     Seq2SeqLoggingCallback,
 )
 from distributed_retriever import RagPyTorchDistributedRetriever  # noqa: E402 # isort:skip
-from utils import (  # noqa: E402 # isort:skip
+from utils_rag import (  # noqa: E402 # isort:skip
     calculate_exact_match,
     flatten_list,
     get_git_info,
@@ -67,6 +67,30 @@ class AttrDict(dict):
         self.__dict__ = self
 
 
+# In PTL >v1.0, `init_ddp_connection` method in the `LightningModule`
+# is no longer used, and is moved into DDPAccelerator instead.
+# We override DDPAccelerator to add our custom logic for initializing the
+# retriever.
+# https://github.com/PyTorchLightning/pytorch-lightning/blob/master/tests/backends/test_accelerator_connector.py
+
+
+class CustomAccel(DDPAccelerator):
+    def __init__(self, trainer=None, **kwargs):
+        # Trainer is set later.
+        super().__init__(trainer, **kwargs)
+
+    def init_ddp_connection(self, global_rank: int, world_size: int, is_slurm_managing_tasks: bool = True):
+        logger.info("Custom init_ddp_connection.")
+        module = self.trainer.model
+        if self.cluster_environment is None:
+            self.cluster_environment = TorchElasticEnvironment()
+        self.distributed_port = module.hparams.distributed_port
+        os.environ["MASTER_PORT"] = str(self.distributed_port)
+        super().init_ddp_connection(global_rank, world_size, is_slurm_managing_tasks)
+        if module.is_rag_model:
+            module.model.rag.retriever.init_retrieval(self.distributed_port)
+
+
 class GenerativeQAModule(BaseTransformer):
     mode = "generative_qa"
     loss_names = ["loss"]
@@ -91,23 +115,24 @@ class GenerativeQAModule(BaseTransformer):
         config = config_class.from_pretrained(hparams.model_name_or_path)
 
         # set retriever parameters
-        config.index_name = args.index_name or config.index_name
+        config.index_name = hparams.index_name or config.index_name
-        config.passages_path = args.passages_path or config.passages_path
+        config.passages_path = hparams.passages_path or config.passages_path
-        config.index_path = args.index_path or config.index_path
+        config.index_path = hparams.index_path or config.index_path
+        config.use_dummy_dataset = hparams.use_dummy_dataset
 
         # set extra_model_params for generator configs and load_model
         extra_model_params = ("encoder_layerdrop", "decoder_layerdrop", "attention_dropout", "dropout")
         if self.is_rag_model:
-            if args.prefix is not None:
+            if hparams.prefix is not None:
-                config.generator.prefix = args.prefix
+                config.generator.prefix = hparams.prefix
             config.label_smoothing = hparams.label_smoothing
             hparams, config.generator = set_extra_model_params(extra_model_params, hparams, config.generator)
             retriever = RagPyTorchDistributedRetriever.from_pretrained(hparams.model_name_or_path, config=config)
             model = self.model_class.from_pretrained(hparams.model_name_or_path, config=config, retriever=retriever)
             prefix = config.question_encoder.prefix
         else:
-            if args.prefix is not None:
+            if hparams.prefix is not None:
-                config.prefix = args.prefix
+                config.prefix = hparams.prefix
             hparams, config = set_extra_model_params(extra_model_params, hparams, config)
             model = self.model_class.from_pretrained(hparams.model_name_or_path, config=config)
             prefix = config.prefix
@@ -152,11 +177,9 @@ class GenerativeQAModule(BaseTransformer):
         self.num_workers = hparams.num_workers
         self.distributed_port = self.hparams.distributed_port
 
-    def init_ddp_connection(self, global_rank: int, world_size: int, is_slurm_managing_tasks: bool = True):
+        # For single GPU training, init_ddp_connection is not called.
-        logger.info("Custom init_ddp_connection.")
+        # So we need to initialize the retrievers here.
-        os.environ["MASTER_PORT"] = str(self.distributed_port)
+        if hparams.gpus <= 1:
-        super().init_ddp_connection(global_rank, world_size, is_slurm_managing_tasks)
-        if self.is_rag_model:
             self.model.retriever.init_retrieval(self.distributed_port)
 
     def forward(self, input_ids, **kwargs):
@@ -270,6 +293,7 @@ class GenerativeQAModule(BaseTransformer):
 
     def _generative_step(self, batch: dict) -> dict:
         start_time = time.time()
+        batch = BatchEncoding(batch).to(device=self.model.device)
         generated_ids = self.model.generate(
             batch["input_ids"],
             attention_mask=batch["attention_mask"],
@@ -322,17 +346,6 @@ class GenerativeQAModule(BaseTransformer):
 
     def train_dataloader(self) -> DataLoader:
         dataloader = self.get_dataloader("train", batch_size=self.hparams.train_batch_size, shuffle=True)
-        t_total = (
-            (len(dataloader.dataset) // (self.hparams.train_batch_size * max(1, self.hparams.gpus)))
-            // self.hparams.accumulate_grad_batches
-            * float(self.hparams.max_epochs)
-        )
-        scheduler = get_linear_schedule_with_warmup(
-            self.opt, num_warmup_steps=self.hparams.warmup_steps, num_training_steps=t_total
-        )
-        if max(scheduler.get_last_lr()) > 0:
-            warnings.warn("All learning rates are 0")
-        self.lr_scheduler = scheduler
         return dataloader
 
     def val_dataloader(self) -> DataLoader:
@@ -429,10 +442,24 @@ class GenerativeQAModule(BaseTransformer):
             default=None,
             help="Path to the faiss index for custom index. More info about custom indexes in the RagRetriever documentation as well as in `examples/rag/use_own_knowledge_dataset.py`",
         )
+        parser.add_argument(
+            "--use_dummy_dataset",
+            type=bool,
+            default=False,
+            help="Whether to use the dummy version of the dataset index. More info about custom indexes in the RagRetriever documentation as well as in `examples/rag/use_own_knowledge_dataset.py`",
+        )
         return parser
 
 
-def main(args, model=None) -> GenerativeQAModule:
+def main(args=None, model=None) -> GenerativeQAModule:
+
+    parser = argparse.ArgumentParser()
+    parser = pl.Trainer.add_argparse_args(parser)
+    parser = GenerativeQAModule.add_model_specific_args(parser, os.getcwd())
+    parser = GenerativeQAModule.add_retriever_specific_args(parser)
+
+    args = args or parser.parse_args()
+
     Path(args.output_dir).mkdir(exist_ok=True)
     if model is None:
         model: GenerativeQAModule = GenerativeQAModule(args)
@@ -461,6 +488,7 @@ def main(args, model=None) -> GenerativeQAModule:
         if args.early_stopping_patience >= 0
         else False
     )
+
     trainer: pl.Trainer = generic_train(
         model,
         args,
@@ -468,31 +496,17 @@ def main(args, model=None) -> GenerativeQAModule:
         checkpoint_callback=get_checkpoint_callback(args.output_dir, model.val_metric),
         early_stopping_callback=es_callback,
         logger=logger,
+        accelerator=CustomAccel() if args.gpus > 1 else None,
     )
     pickle_save(model.hparams, model.output_dir / "hparams.pkl")
 
     if not args.do_predict:
         return model
 
-    model.hparams.test_checkpoint = ""
-    checkpoints = list(sorted(glob.glob(os.path.join(args.output_dir, "*.ckpt"), recursive=True)))
-    if checkpoints:
-        model.hparams.test_checkpoint = checkpoints[-1]
-        trainer.resume_from_checkpoint = checkpoints[-1]  # best checkpoint
-    trainer.logger.log_hyperparams(model.hparams)
-
     # test() without a model tests using the best checkpoint automatically
     trainer.test()
-
     return model
 
 
 if __name__ == "__main__":
-    parser = argparse.ArgumentParser()
+    main()
-    parser = pl.Trainer.add_argparse_args(parser)
-    parser = GenerativeQAModule.add_model_specific_args(parser, os.getcwd())
-    parser = GenerativeQAModule.add_retriever_specific_args(parser)
-
-    args = parser.parse_args()
-
-    main(args)

examples/rag/finetune_rag.sh

@@ -4,7 +4,7 @@ export PYTHONPATH="../":"${PYTHONPATH}"
 # A sample finetuning run, you need to specify data_dir, output_dir and model_name_or_path
 # run ./examples/rag/finetune.sh --help to see all the possible options
 
-python examples/rag/finetune.py \
+python examples/rag/finetune_rag.py \
     --data_dir $DATA_DIR \
     --output_dir $OUTPUT_DIR \
     --model_name_or_path $MODEL_NAME_OR_PATH \

examples/rag/test_finetune_rag.py

@@ -0,0 +1,96 @@
+import json
+import logging
+import os
+import sys
+from pathlib import Path
+
+import finetune_rag
+from transformers.file_utils import is_apex_available
+from transformers.testing_utils import (
+    TestCasePlus,
+    execute_subprocess_async,
+    require_torch_gpu,
+    require_torch_multi_gpu,
+)
+
+
+logging.basicConfig(level=logging.DEBUG)
+logger = logging.getLogger()
+
+
+class RagFinetuneExampleTests(TestCasePlus):
+    def _create_dummy_data(self, data_dir):
+        os.makedirs(data_dir, exist_ok=True)
+        contents = {"source": "What is love ?", "target": "life"}
+        n_lines = {"train": 12, "val": 2, "test": 2}
+        for split in ["train", "test", "val"]:
+            for field in ["source", "target"]:
+                content = "\n".join([contents[field]] * n_lines[split])
+                with open(os.path.join(data_dir, f"{split}.{field}"), "w") as f:
+                    f.write(content)
+
+    def _run_finetune(self, gpus: int):
+        stream_handler = logging.StreamHandler(sys.stdout)
+        logger.addHandler(stream_handler)
+
+        tmp_dir = self.get_auto_remove_tmp_dir()
+        output_dir = os.path.join(tmp_dir, "output")
+        data_dir = os.path.join(tmp_dir, "data")
+        self._create_dummy_data(data_dir=data_dir)
+
+        testargs = f"""
+                --data_dir {data_dir} \
+                --output_dir {output_dir} \
+                --model_name_or_path facebook/rag-sequence-base \
+                --model_type rag_sequence \
+                --do_train \
+                --do_predict \
+                --n_val -1 \
+                --val_check_interval 1.0 \
+                --train_batch_size 2 \
+                --eval_batch_size 1 \
+                --max_source_length 25 \
+                --max_target_length 25 \
+                --val_max_target_length 25 \
+                --test_max_target_length 25 \
+                --label_smoothing 0.1 \
+                --dropout 0.1 \
+                --attention_dropout 0.1 \
+                --weight_decay 0.001 \
+                --adam_epsilon 1e-08 \
+                --max_grad_norm 0.1 \
+                --lr_scheduler polynomial \
+                --learning_rate 3e-04 \
+                --num_train_epochs 1 \
+                --warmup_steps 4 \
+                --gradient_accumulation_steps 1 \
+                --distributed-port 8787 \
+                --use_dummy_dataset 1 \
+            """.split()
+
+        if gpus > 0:
+            testargs.append(f"--gpus={gpus}")
+            if is_apex_available():
+                testargs.append("--fp16")
+        else:
+            testargs.append("--gpus=0")
+            testargs.append("--distributed_backend=ddp_cpu")
+            testargs.append("--num_processes=2")
+
+        cmd = [sys.executable, str(Path(finetune_rag.__file__).resolve())] + testargs
+        execute_subprocess_async(cmd, env=self.get_env())
+
+        metrics_save_path = os.path.join(output_dir, "metrics.json")
+        with open(metrics_save_path) as f:
+            result = json.load(f)
+        return result
+
+    @require_torch_gpu
+    def test_finetune_gpu(self):
+        result = self._run_finetune(gpus=1)
+        self.assertGreaterEqual(result["test"][0]["test_avg_em"], 0.2)
+
+    @require_torch_multi_gpu
+    def test_finetune_multigpu(self):
+        result = self._run_finetune(gpus=2)
+        self.assertGreaterEqual(result["test"][0]["test_avg_em"], 0.2)

examples/rag/use_own_knowledge_dataset.py

@@ -7,7 +7,7 @@ from tempfile import TemporaryDirectory
 from typing import List, Optional
 
 import torch
-from datasets import load_dataset
+from datasets import Features, Sequence, Value, load_dataset
 
 import faiss
 from transformers import (
@@ -82,10 +82,14 @@ def main(
     # And compute the embeddings
     ctx_encoder = DPRContextEncoder.from_pretrained(rag_example_args.dpr_ctx_encoder_model_name).to(device=device)
     ctx_tokenizer = DPRContextEncoderTokenizerFast.from_pretrained(rag_example_args.dpr_ctx_encoder_model_name)
+    new_features = Features(
+        {"text": Value("string"), "title": Value("string"), "embeddings": Sequence(Value("float32"))}
+    )  # optional, save as float32 instead of float64 to save space
     dataset = dataset.map(
         partial(embed, ctx_encoder=ctx_encoder, ctx_tokenizer=ctx_tokenizer),
         batched=True,
         batch_size=processing_args.batch_size,
+        features=new_features,
     )
 
     # And finally save your dataset

src/transformers/models/rag/modeling_rag.py

@@ -556,7 +556,9 @@ class RagModel(RagPreTrainedModel):
         if encoder_outputs is None:
 
             if has_to_retrieve:
-                question_enc_outputs = self.question_encoder(input_ids, attention_mask=attention_mask)
+                question_enc_outputs = self.question_encoder(
+                    input_ids, attention_mask=attention_mask, return_dict=True
+                )
                 question_encoder_last_hidden_state = question_enc_outputs[0]  # hidden states of question encoder
 
                 retriever_outputs = self.retriever(
@@ -616,6 +618,7 @@ class RagModel(RagPreTrainedModel):
             decoder_attention_mask=decoder_attention_mask,
             past_key_values=past_key_values,
             use_cache=use_cache,
+            return_dict=True,
         )
 
         if not has_to_retrieve:

src/transformers/models/rag/retrieval_rag.py

@@ -196,7 +196,7 @@ class HFIndexBase(Index):
         self.dataset = dataset
         self._index_initialized = index_initialized
         self._check_dataset_format(with_index=index_initialized)
-        dataset.set_format("numpy", columns=["embeddings"], output_all_columns=True)
+        dataset.set_format("numpy", columns=["embeddings"], output_all_columns=True, dtype="float32")
 
     def _check_dataset_format(self, with_index: bool):
         if not isinstance(self.dataset, Dataset):